Online On Demand
Recent SEC Rulemaking Initiatives Part I: Implementation of the Marketing Rule and Cyber-security Proposal
- Old iMIS Number:
- VMA31A
Materials
| Agenda (97.2 KB) | Available after Purchase | ||
| MCLE Verification Form- On Demand (214.2 KB) | Available after Purchase | ||
| 1. Cyber Risk Management Proposed Rules PDF (173.1 KB) | Available after Purchase | ||
| 2. Marketing Rule PPT (281.8 KB) | Available after Purchase | ||
| Faculty Biographies (252.8 KB) | Available after Purchase | ||
Alternate Options
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Recent SEC Rulemaking Initiatives Part II: form PF Amendment and Private Fund Adviser Proposals
Original Program Date: 05/12/2022 |