Description
Total MCLE Credits:7.0, Professional Practice 4.0, Skills 2.0, Ethics 1.0
The basics of Securities Arbitration have evolved at a rapid pace, and this program will help you master the skills necessary to succeed in Securities Arbitration and bring you up-to-date on recent developments in the law. Gathered from the “best and brightest” of the New York State Bar, this program’s faculty will highlight the most critical advancements in securities arbitration and mediation since this program was last presented.
Topics to be covered include:
• FINRA Developments and Trends Nationwide
• Pleadings and Opening Statements
• Whether and When to Settle
• Selecting and Managing Your Arbitration Panel
• Arbitrators’ Perspective
• Experts and Closing
• Ethical Issues
Materials
| Front Pages (172.9 KB) | Available after Purchase | ||
| Table of Contents (43.5 KB) | Available after Purchase | ||
| The Financial Industry Regulatory Authority's Dispute Resolution Activities (789.7 KB) | Available after Purchase | ||
| Friedman_Securities Arbitration 2015 (5.9 MB) | Available after Purchase | ||
| Robbins_FINRA Dispute Resolution Task Force - Consensus and Unresolved Issues (626.9 KB) | Available after Purchase | ||
| Yellen_Arbitration Pleadings-Consensus and Unresolved Issues (619.4 KB) | Available after Purchase | ||
| Hochman_Sample Statement of Claim (1.2 MB) | Available after Purchase | ||
| Lipner_Triple Play! FINRA'S New Rules on Suitability, Communication and Supervision Analyzed (666.5 KB) | Available after Purchase | ||
| Malecki_Will You Have the Same Arbitrators at the End of Your Case (611.3 KB) | Available after Purchase | ||
| Robbins_They Are Watching and Listening - What Arbitrators Want (593.2 KB) | Available after Purchase | ||
| Hecht_Damage Theories (697.2 KB) | Available after Purchase | ||
| Hecht_The Use of Experts in Securities Arbitrations (555.6 KB) | Available after Purchase | ||
| Hecht_The Use of Experts in Securities Arbitrations (555.6 KB) | Available after Purchase | ||
| FINRA Notice to Attorneys and Parties Represented by Out-Of-State Attorneys (625.2 KB) | Available after Purchase | ||
| Temkin_Solicitation by Defense Counsel - Ethical Pitfalls When Corporate Defense Counsel Offers Representation to Witnesses (682.1 KB) | Available after Purchase | ||
| Temkin_State Regulation of Unauthorized Practice of Law in Arbitration and Mediation (670.6 KB) | Available after Purchase | ||
| NYCLA Ethics Opinion 745 (548 KB) | Available after Purchase | ||
| Faculty Biographies (2.2 MB) | Available after Purchase | ||
| Combined Materials (all materials listed above included) (9.7 MB) | Available after Purchase | ||