The “basics” of securities arbitration and mediation have evolved at a rapid pace and this program will bring you up-to-date on those developments. This program highlights the most critical advancements in securities arbitration and mediation over the past few years.
Topic One - FINRA - Dispute Resolution Activites - Katherine M. Bayer, Esq. | Available after Purchase |
Topic One -Securities Arbitration Commentator - Know Your Customer Who is Your Customer by Richard P. Ryder, Esq. | Available after Purchase |
Topic Two - Drafting the Answer by Jonathan L. Hochman, Esq. and Andrew J. Melnick, Esq. | Available after Purchase |
Topic Two - Overview of the New Suitability Rules | Available after Purchase |
Topic Two - Plain English Pleadings by James D. Yellen, Esq. | Available after Purchase |
Topic Three - Panel Selection and Discovery Issues by Brian F. Amery, Esq. | Available after Purchase |
Topic Four - Actual vs Hypothetical P(L) Summary submitted by James D. Yellen, Esq. | Available after Purchase |
Topic Four Example Standard Analysis | Available after Purchase |
Topic Five Direct Examination Principles Applied to Securities Arbitration by Daniel Tuczinski, Esq. | Available after Purchase |
Topic Six - Damage Theories by Charles J. Hecht, Esq. | Available after Purchase |
Topic Six - The New FINRA Suitablitly Rules Seth E. Lipner, Esq. | Available after Purchase |
Topic Six - Damages in Securites Litigation Stephen P. Younger, Esq. | Available after Purchase |
Topic Six - Effective Representation of Corporate Clients in Mediation Stephen P. Younger, Esq. | Available after Purchase |
Topic Six - Preparing for a Successful Mediation Stephen P. Younger, Esq. | Available after Purchase |
Topic Six - New Rule as Continuation and Codification of Existing Rules and Interpretations - Seth E. Lipner, Esq. | Available after Purchase |
Topic Six - Overview of New Suitability Rules - Seth E. Lipner, Esq. | Available after Purchase |
Topic Six - Analysis of FINRA ARule 2210 - Seth E. Lipner, Esq. | Available after Purchase |
Topic Seven - Agreement to Mediate | Available after Purchase |
Topic Seven - Solicitation by Defense Counsel - Ethical Pitfalls when Corporate Defense Counsel Offers Representation to Witnesses by Barry R. Temkin, Esq. and Michael H. Stone, Esq. | Available after Purchase |
Topic Seven - Lawyers as Whistleblowers Under the Dodd-Frank Wall Street Act by Barry R. Temkin, Esq. and Ben Moskovits | Available after Purchase |
Speaker Biographies | Available after Purchase |