Description
Total Credits: 6.5 (Professional Practice 2.0, Skills 3.5, Ethics 1.0)
The key to successful securities arbitration and mediation is telling your story in memorable and persuasive fashion. This program will help you master those skills while also bringing you up to date on recent developments in the law. Gathered from the best and brightest of the New York State Bar, this program will highlight the most critical advancements in securities arbitration.
Topics to be covered include:
• Crafting Persuasive Pleadings
• Supervisory and Clearing Firm Liability
• Proving and Defending Bond Cases
• Ethics and Expungements
Materials
Slides |
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| Mark Conner PowerPoint - Expert Recommendations for Bond Cases Fact-finding, Discovery, and Trial | Available after Purchase | ||
| Angela Turiano PowerPoint - Using PowerPoint in Arbitration and Trial | Available after Purchase | ||
Materials |
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| Registrant Information and Instructions | Available after Purchase | ||
| Front Pages | Available after Purchase | ||
| Speaker Biographies | Available after Purchase | ||
| 1a. Arbitration Pleadings-The Courage to Simplify - James D. Yellen, Esq. | Available after Purchase | ||
| 1b. Selected FINRA Materials - submitted by Richard W. Berry, Esq. | Available after Purchase | ||
| 1c. Special Considerations for Elderly Claimants - submitted by Martin L. Feinberg, Esq. | Available after Purchase | ||
| 1d. FINRA and DRTF - Making Statistics Tell Us More About Practice in Securities Arbitration - Richard P. Ryder, Esq. | Available after Purchase | ||
| 2a. Drafting the Answer - Jonathan L. Hochman, Esq. and Lena J. Wong, Esq. | Available after Purchase | ||
| 2b. What Behavioral Psychology Can Teach Us About Effective Advocacy - Aegis J. Frumento, Esq. | Available after Purchase | ||
| 2c. The Importance of Storytelling in Arbitration - Prof. Paul Radvany | Available after Purchase | ||
| 3a. Selected Materials - submitted by Ross Tulman | Available after Purchase | ||
| 3b. Portfolio Composition Pie Chart Alternative - Jerry DeNigris | Available after Purchase | ||
| 4a. Trends in Supervisory and Clearing Firm Liability - Timothy J. O'Connor, Esq. and Paul Carroll | Available after Purchase | ||
| 4b. Vicarious Liability of Clearing Firms - The Continued Grab at the Deep Pocket - Michael G. Shannon, Esq. and Ricardo DeBari, Esq. | Available after Purchase | ||
| 4c. Clearing Arrangements - Revisited - Henry F. Minnerop, Esq. | Available after Purchase | ||
| 5a. Batna Basics - Boost Your Power at the Bargaining Table - submitted by Alida Camp, Esq. on behalf of Harvard Law School Program on Negotiation | Available after Purchase | ||
| 5b. Whether and When to Settle - Alida Camp, Esq. | Available after Purchase | ||
| 6a. Assessing Damages in Bond Cases - Prof. Seth E. Lipner | Available after Purchase | ||
| 7a. Broker Check Expungement Cases - A Primer and Proposals - David E. Robbins, Esq. | Available after Purchase | ||
| 7b. Elderly Claimant Customers - Special Considerations in FINRA Arbitration - David E. Robbins, Esq. | Available after Purchase | ||
| 7c. New Cybersecurity Regulations Promulgated by New York's Department of Financial Services - Barry R. Temkin, Esq. and Robert Usinger, Esq. | Available after Purchase | ||
| 7d. Ethical Issues in Settlement Negotiations - Barry R. Temkin, Esq. | Available after Purchase | ||
| 7e. Protecting Senior Investors - Jack Duval, Esq. | Available after Purchase | ||
| Coursebook - Securities Arbitration and Mediation 2017 (15.3 MB) | Download | ||
| Faculty Biographies (5.7 MB) | Download | ||
Alternate Options
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Telling Your Story Simply from Intake to Closing Statements (Audio Only)
Original Program Date: 04/06/2017 |
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Securities Industry Experts' Presepective and Securities Arb (Audio Only)
Original Program Date: 04/06/2017 |