Description
Total Credits: 7.0 (Skills 4.0, Professional Practice 2.0, Ethics 1.0
The key to successful securities arbitration and mediation is telling your story in memorable and persuasive fashion. This program will help you master those skills while also bringing you up-to-date on recent developments in the law.
Topics to be Covered Include:
- 30 Years of Mandatory Arbitration
- How Pre-Hearing Motions Can Win a Case
- Fee-Based vs. Commission-Based Accounts
- Elder Abuse and Elder Exploitation Cases
- Whether and When to Settle a Securities Mediation
- Expungement Cases
- Ethics
- 30 Years of Mandatory Arbitration
- How Pre-Hearing Motions Can Win a Case
- Fee-Based vs. Commission-Based Accounts
- Elder Abuse and Elder Exploitation Cases
- Whether and When to Settle a Securities Mediation
- Expungement Cases
- Ethics
Program Faculty
Richard W. Berry, Esq. FINRA Dispute Resolution – NYC
Jeffrey Friedman, Esq. Bressler, Amery & Ross – NYC
Prof. Seth E. Lipner Deutsch & Lipner – NYC
Edward Larkin, Esq. Gibbons. P.C. – NYC
Martin H. Kaplan, Esq. Gusrae, Kaplan, Bruno & Nusbaum PLLC – NYC
William Thornton, Esq. Stevens & Lee – Philadelphia
Robert Pearl, Esq. The Pearl Law Firm – Pittsford, NY
Professor Paul Radvany, Esq. Fordham Law School
Paula Shaffner, Esq. Stradley Ronon Steven & Young, P.C. – Philadelphia, PA
Jack Duval, Accelerant LLC – Staatsburg, NY
Timothy O’Connor, Esq. Law Offices of Timothy J. O’Connor – Albany, NY
Aegis Frumento, Esq. Stern Tannenbaum & Bell LLP - NYC
Kenneth Andrichik, Esq. FINRA – NYC
Barry Lax, Esq. Lax & Neville LLP – NYC
Robert E. Conner, Thornapple Associates, Inc. – Naples, FL
Howard Elisofon, Esq. Herrick Feinstein LLP – NYC
David Robbins, Esq. Kaufmann Gildin & Robbins LLP – NYC
Angela Turiano, Esq. Bressler, Amery & Ross – NYC
Materials
| Electronic Coursebook (11.4 MB) | Available after Purchase | ||