Description
Materials
| Registrant Information and Instructions | Available after Purchase | ||
| Front Pages | Available after Purchase | ||
| Speaker Biographies | Available after Purchase | ||
| 7a. Broker Check Expungement Cases - A Primer and Proposals - David E. Robbins, Esq. | Available after Purchase | ||
| 7b. Elderly Claimant Customers - Special Considerations in FINRA Arbitration - David E. Robbins, Esq. | Available after Purchase | ||
| 7c. New Cybersecurity Regulations Promulgated by New York's Department of Financial Services - Barry R. Temkin, Esq. and Robert Usinger, Esq. | Available after Purchase | ||
| 7d. Ethical Issues in Settlement Negotiations - Barry R. Temkin, Esq. | Available after Purchase | ||
| 7e. Protecting Senior Investors - Jack Duval, Esq. | Available after Purchase | ||
| Coursebook - Securities Arbitration and Mediation 2017 (15.3 MB) | Download | ||
| Faculty Biographies (5.7 MB) | Download | ||